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Securities Exchange Act
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911	RECOMMENDED FOR FULL-TEXT PUBLICATION Pursuant to Sixth Circuit I.O.Pb) File Name: 15a0099p.06 UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT Add to Reading List Source URL: www.courthousenews.com Language: English - Date: 2015-05-27 09:24:51 Securities fraud Securities Exchange Act Financial regulation Financial system Financial economics Corporate crime United States Securities and Exchange Commission U.S. Securities and Exchange Commission
912	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. CFORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2009 Add to Reading List Source URL: www.gopresto.com Language: English - Date: 2011-08-12 13:11:59 Companies listed on the New York Stock Exchange Eau Claire Wisconsin National Presto Industries
913	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoMay 20, 2015 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-20 14:31:07 Financial regulation New Deal Securities Act Financial economics Securities Exchange Act Securities and Exchange Commission Financial system Stock market United States Securities and Exchange Commission United States securities law 73rd United States Congress
914	SEC Complaint: Mike Taxon and Itamar Cohen Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-28 14:10:27 Finance Stock exchange Stock trader Securities Act Securities and Exchange Commission Securities Exchange Act Short Market manipulation Volume Stock market Financial economics Investment
915	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release NoMay 20, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-20 17:49:56 Finance Financial services Registered Investment Advisor Investment Advisers Act U.S. Securities and Exchange Commission Securities regulation in the United States Securities Act Collective investment scheme SEC Rule 10b-5 Financial economics United States securities law Investment
916	NYSE Exchange Agreement The New York Stock Exchange requires the following agreement to be completed before TradeKing Securities, LLC can provide real-time data. Since the agreement is submitted electronically, please pr Add to Reading List Source URL: content.tradeking.com Language: English - Date: 2015-01-15 17:21:43 Securities Exchange Act United States Securities and Exchange Commission NASDAQ Financial Industry Regulatory Authority United States Business United States securities law Economy of the United States 73rd United States Congress
917	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 15, 2015 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-15 17:12:45 Corruption Moral turpitude Securities fraud U.S. Securities and Exchange Commission Fraud Crime Law Ethics Legal ethics
918	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoMay 20, 2015 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-20 14:17:37 Financial economics 73rd United States Congress Finance New Deal Securities Act Forward-looking statement Securities Exchange Act U.S. Securities and Exchange Commission JPMorgan Chase United States securities law Investment United States Securities and Exchange Commission
919	§ 240.10b–4 17 CFR Ch. II (4–1–11 Edition) mails, or of any facility of any national securities exchange, to use or employ, Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2014-09-04 14:27:31 SEC Rule 10b-5 Financial system Financial economics Economics Insider trading Security SEC Rule 10b5-1 Securities Exchange Act United States securities law Stock market Corruption
920	MuniGUARD Professional Compliance Tool to Address MSRB Rules G-17, G-19 and G-30 DPC DATA Inc. maintains the most accurate, timely and comprehensive archive of municipal securities disclosure data available. Through Muni Add to Reading List Source URL: www.dpcdata.com Language: English - Date: 2013-06-24 21:30:24 United States Securities and Exchange Commission Financial regulation Business Law Municipal Securities Rulemaking Board Financial Industry Regulatory Authority Municipal bond Securities Exchange Act Security United States securities law Self-regulatory organizations 73rd United States Congress

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